Financial regulation of investment firms is a specialized area of the regulatory agencies, requiring professionals to adapt to current rules such as MIFID, anti-money laundering and market abuse directives, and issues relating to the marketing of financial products.

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It's a process of reflection and organization for the company, which includes the preparation of a written diagnosis. This preparatory work, carried out in collaboration with the company's teams, enables us to set up an Audit of the various systems (LCB FT), a risk map, a control program, and the drafting of ethical and/or regulatory charters.

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This is precise, compulsory, tedious and punishable work, for which the assistance of a lawyer trained as a regulator can prove invaluable.

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Such counsel can also provide training in investment banking, asset management, private equity, compliance, investigations and administrative audit procedures.

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With several years' experience in the Investigations Department of the Autorité des Marchés Financiers, I am particularly qualified to help professionals fulfill their professional obligations.